| Location: |
Mid-Atlantic (DE, DC, MD, NJ, NY, PA, VA & WV) |
| Salary Range: |
120,000 - 140,000 |
| Total Compensation: |
130,000 - 170,000 |
| Job Description: |
1. Supervise internal control projects aimed at SOX compliance in the Americas equities, commodities and prime services businesses; scoping, identification of monitoring controls, and evaluating control effectiveness etc. 2. Develop relationships and regularly communicate with Business unit & infrastructure management as well as Corporate operations risk management on the Sarbanes Oxley compliance efforts. 3. Supervise the global scoping exercise to identify the critical financial statement accounts and key processes in scope for the Company, Regions and Business Units for annual SOX compliance. 4. Complete quality assurance reviews and develop standards for the oversight of identifying / moving towards monitoring controls, moving towards self-assessments, gap identification and remediation, etc. 5. Develop and deploy internal training on SOX as a topic, and on specific tools and activities. Assist in ensuring that the business continues to follow a risk-driven approach to self-assessments and key risk indicators that broaden scope beyond SOX risks and controls, while simultaneously leveraging management controls already in place. Streamline SOX efforts in view of risks, and recent PCAOB guidance allowing Co’s to move towards leveraging monitoring controls already in place at the organization. |
| Education and Certifications/Licenses: |
Bachelors, Certified Public Accountant, None |
| Mandatory Minimum Qualifications: |
• 10-15 years experience of SOX audit experience either from a public accounting firm or similar major financial institution • Four-year college degree or equivalent. CPA/MBA preferred but not necessary • Proven experience assessing and developing internal control processes around SOX compliance guidelines • Excellent communications skills required. |
| Preferred Qualifications: |
|
| Benefits: |
Excellent Benefits Package
|
| Overnight Travel: |
Limited Travel |
| Relocation Assistance: |
No |
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